国际贸易对国家创新能力的影响--以金砖国家为例
时间:2022-02-25 来源:51mbalunwen
本文是一篇国际贸易论文,笔者认为当前,世界经济的发展离不开科研成果、新技术和创新的引进。各国如何利用这些优势决定了它们在世界排研究表明,所有金砖国家都在努力开发其内部市场,因为由于西方经济和政治体制的政治原因,全球化进程对这些国家的经济产生了负面影响。该集团所有国家的市场发展指标都在增加。然而,值得一提的是,创新合作的主要问题是金砖国家的不规则发展。中国和印度是该集团创新发展的领导者。其中最重要的成功因素是全球品牌的存在,以确保在市场上快速实施创新,尤其是覆盖国内市场。
Chapter one: Introduction
1.1. Research background
At the turn of the 21st century, the main vector of economic development underwent multiple changes, which started to form a new kind of economy, where knowledge is becoming the source of the economic growth. This means that the dominant factor of economic growth is considered to be the system of scientific knowledge, new technologies, innovative processes and services, along with new forms of business organization.
The most developed countries of the modern world economic system are post-industrial, which means that their GDP is mainly formed due to the economy’s tertiary sector – the service industry and knowledge-intensive sphere. Under these conditions, innovations become the driving force of the economy, leading to the development of all other sectors of the economy due to the innovative effect of pricing policy. Thus, the indicators of economic growth of the country as a whole depend on the effectiveness of innovative activity.
To control, regulate and effectively manage the country’s innovation activity allows a well-built National Innovation System. That is a developing subsystem of the national economic system, and is represented as a set of interconnected units of the innovation infrastructure as well as financial, legal and social institutions that purposefully generate scientific knowledge and transform it into new technologies, products and services, together with providing commercialization and financing for the subsequent fulfillment of economic interests.
1.2.Statement of Problem
The main purpose of this paper is examining the volume of influence of international trade on the development of innovation capabilities of the country on the example of the BRICS countries, provide theoretical foundations and practical recommendations for other countries regarding the use of foreign trade in the innovative activity based on knowledge and the development of mutual cooperation in the innovation sphere.
The relevance of the chosen study is due to the fact that the modernization of the economies of the BRICS countries and the development of their innovative processes is a new example of the formation of further sustainable and balanced growth of national economies based on knowledge and their development, as well as an integration on this basis into the world economy and the international capital market. The most important catalyst for the modernization of the economies of BRICS countries is the use of such an external economic factor as international trade, which affects the development of their national innovation potential. The problem of taking into account the role of trade as a technology transfer in the innovation development of the BRICS countries is important, but has not been sufficiently studied yet.
The study mainly uses the method of qualitative analysis with theoretical and statistical analyses as well as conduction of empirical tests. Qualitative analysis is used to explain the current situation in international trade and innovation of the high-tech industry in the countries selected for the research, putting forward the hypothesis that international trade contributes to the development of the country’s innovative activity and, also has a high impact on National Innovation System of the country.
Chapter two: National Innovation Systems and their main characteristics in the BRICS countries
2.1. NIS: Historical Background, definition and structure
Innovative development, conditioned by the development of productive forces, is objectively inherent in every national economy. However, at a certain stage of development it is formed into a specific system, called the National Innovation System, which operates according to the principles characteristic of the system contained. The systemic nature of NIS means that technological development is not a chain of one-way directed causal relationships leading from research and development (R&D) to innovations, but rather the process of interaction and feedback of the entire complex of economic, political, social, organizational and other factors that have influence on the creation, implementation, commercialization of innovations and financial support of these processes. NIS are formed under the influence of many factors objectively linked to each country, being the determinants of the direction and speed of innovative activities development. Worldwide experience in the economies’ development of the industrialized countries has shown that innovative development is possible in countries that implement the development strategy of their NIS, taking the specifics into account.
The founders of the theory of the formation of National Innovation Systems can rightfully be considered Freeman, Lundvall and Nelson, who analyzed the development of innovations in different countries and, on this basis, gave the definition of NIS.
2.2. The role of innovations in the economic growth
The system of market relations is characterized by many of constant economic changes. This is due to the fact that economic processes take place in a changing environment (natural, social and demographic), which also changes the parameters of economic actions. However, the main factor that drives the market mechanism and keeps it on track are innovations.
In general, the term “innovation” means novelty, renewal, renovation. Consequently, innovations in a market economy are understood as new goods, methods and ways of the production and transportation of goods, new markets and forms of economic organization.
The life cycle of innovations consists of several stages: invention, further transformation of this invention into innovation through an investment mechanism, introduction and distribution of a new product, technologies, combinations of factors of production and new forms of organization. Innovations in the economy have two main strategic goals: first, they provide competitive advantages, and secondly, offer an important driver of the economic growth.
In the 1930s Schumpeter noted that the introduction of products with new properties has a direct affection on the economic development of the country together with the use of new technologies and techniques for the implementation of production processes as well as changes in the production organization, its materials and technical support.
Chapter three: Theoretical analysis of influence of International Trade on country’s Innovation Capability .. 40
3.1. Influencing mechanism of trade on Innovation performance .............................. 40
3.1.1. Technology Trade ................................... 42
3.1.2. Technology spillover effects of trade ........................ 45
Chapter four: International Trade influence within Innovative activities of the BRICS countries ......... 51
4.1. BRICS countries in the modern global economy ............................. 51
4.2. Statistical analysis of international trade impact on Innovation Capabilities of BRICS ...................... 54
Chapter five: Empirical analysis of the International Trade factors affecting Innovative performance of BRICS countries ................. 62
5.1. Data collection, research methodology and model specification ......................... 63
5.2. Empirical results .............................. 66
Chapter five: Empirical analysis of the International Trade factors affecting Innovative performance of BRICS countries
5.1. Data collection, research methodology and model specification
The data for the empirical analysis of the influence of international trade on a country’s innovation capability presented in the research as the total number of patents of the selected countries was collected by using statistical resources such as UNCTAD (United Nations Commodity Trade Statistics Database), OECD (The Organization for Economic Cooperation and Development), World Bank Indicators Online Database, Global Competitiveness Reports 2011-2018, World’s largest catalog of open and public data presented in the online platform Knoema, BRICS Academic forums Reports, as well as the statistical resources of the BRICS countries.
The total number of patents. Patenting is the process of obtaining a patent for an object of intellectual property; it is also the most effective way to protect a number of intellectual or industrial activity. The rights for invention, utility model and industrial design confirmed by a patent after passing the appropriate official procedure and are protected by the government. Patenting, that is, assigning authorship and exclusive rights to the author to use a new method or technical invention, remains the most effective way for the protection of intellectual property. Moreover, the analysis of the scale and dynamics of the patent activity has a great importance for estimation of the innovative potential of a country, and moreover, it is also of great importance which factors of international trade affect the number of patents in the countries. The total number (residents and non-residents) of patents data was sourced in the World Bank Indicators Online Database.
Chapter six: Conclusion and Policy suggestions
6.1. Conclusion
At present, the development of the world economy can no longer be imagined without the introduction of scientific research results, new technologies and innovations. How countries use the advantages determines their position in the world table of ranks. It is the level of the development of science, science-intensive industries, the world technology market that now creates the basis for dynamic economic development, and is being a factor in the formation of the centers of power. The importance of knowledge-intensive industries and high technologies for the economic is having a great variety. They materialize the results of R&D, also determine the demand for scientific research, and moreover contribute to the development of fundamental science. They form the basis for supplying materials and information innovations for all sectors of the economy without any exception.
The study showed that all BRICS countries are trying to develop their internal market, as the processes of globalization have a negative impact on the economies of these countries due to the politics of western economic and political institutions. The market development indicators are increasing in all of the countries of the group. However, it should be mentioned that the main problem of innovation cooperation is the irregular development of BRICS countries. China and India are being the leader in the innovative development of the group. The most important success factors of which are the presence of global brands that ensure the rapid implementation of innovations in the market and, above all, coverage of the domestic market.
reference(omitted)
Chapter one: Introduction
1.1. Research background
At the turn of the 21st century, the main vector of economic development underwent multiple changes, which started to form a new kind of economy, where knowledge is becoming the source of the economic growth. This means that the dominant factor of economic growth is considered to be the system of scientific knowledge, new technologies, innovative processes and services, along with new forms of business organization.
The most developed countries of the modern world economic system are post-industrial, which means that their GDP is mainly formed due to the economy’s tertiary sector – the service industry and knowledge-intensive sphere. Under these conditions, innovations become the driving force of the economy, leading to the development of all other sectors of the economy due to the innovative effect of pricing policy. Thus, the indicators of economic growth of the country as a whole depend on the effectiveness of innovative activity.
To control, regulate and effectively manage the country’s innovation activity allows a well-built National Innovation System. That is a developing subsystem of the national economic system, and is represented as a set of interconnected units of the innovation infrastructure as well as financial, legal and social institutions that purposefully generate scientific knowledge and transform it into new technologies, products and services, together with providing commercialization and financing for the subsequent fulfillment of economic interests.
1.2.Statement of Problem
The main purpose of this paper is examining the volume of influence of international trade on the development of innovation capabilities of the country on the example of the BRICS countries, provide theoretical foundations and practical recommendations for other countries regarding the use of foreign trade in the innovative activity based on knowledge and the development of mutual cooperation in the innovation sphere.
The relevance of the chosen study is due to the fact that the modernization of the economies of the BRICS countries and the development of their innovative processes is a new example of the formation of further sustainable and balanced growth of national economies based on knowledge and their development, as well as an integration on this basis into the world economy and the international capital market. The most important catalyst for the modernization of the economies of BRICS countries is the use of such an external economic factor as international trade, which affects the development of their national innovation potential. The problem of taking into account the role of trade as a technology transfer in the innovation development of the BRICS countries is important, but has not been sufficiently studied yet.
The study mainly uses the method of qualitative analysis with theoretical and statistical analyses as well as conduction of empirical tests. Qualitative analysis is used to explain the current situation in international trade and innovation of the high-tech industry in the countries selected for the research, putting forward the hypothesis that international trade contributes to the development of the country’s innovative activity and, also has a high impact on National Innovation System of the country.
Chapter two: National Innovation Systems and their main characteristics in the BRICS countries
2.1. NIS: Historical Background, definition and structure
Innovative development, conditioned by the development of productive forces, is objectively inherent in every national economy. However, at a certain stage of development it is formed into a specific system, called the National Innovation System, which operates according to the principles characteristic of the system contained. The systemic nature of NIS means that technological development is not a chain of one-way directed causal relationships leading from research and development (R&D) to innovations, but rather the process of interaction and feedback of the entire complex of economic, political, social, organizational and other factors that have influence on the creation, implementation, commercialization of innovations and financial support of these processes. NIS are formed under the influence of many factors objectively linked to each country, being the determinants of the direction and speed of innovative activities development. Worldwide experience in the economies’ development of the industrialized countries has shown that innovative development is possible in countries that implement the development strategy of their NIS, taking the specifics into account.
The founders of the theory of the formation of National Innovation Systems can rightfully be considered Freeman, Lundvall and Nelson, who analyzed the development of innovations in different countries and, on this basis, gave the definition of NIS.
2.2. The role of innovations in the economic growth
The system of market relations is characterized by many of constant economic changes. This is due to the fact that economic processes take place in a changing environment (natural, social and demographic), which also changes the parameters of economic actions. However, the main factor that drives the market mechanism and keeps it on track are innovations.
In general, the term “innovation” means novelty, renewal, renovation. Consequently, innovations in a market economy are understood as new goods, methods and ways of the production and transportation of goods, new markets and forms of economic organization.
The life cycle of innovations consists of several stages: invention, further transformation of this invention into innovation through an investment mechanism, introduction and distribution of a new product, technologies, combinations of factors of production and new forms of organization. Innovations in the economy have two main strategic goals: first, they provide competitive advantages, and secondly, offer an important driver of the economic growth.
In the 1930s Schumpeter noted that the introduction of products with new properties has a direct affection on the economic development of the country together with the use of new technologies and techniques for the implementation of production processes as well as changes in the production organization, its materials and technical support.
3.1. Influencing mechanism of trade on Innovation performance .............................. 40
3.1.1. Technology Trade ................................... 42
3.1.2. Technology spillover effects of trade ........................ 45
Chapter four: International Trade influence within Innovative activities of the BRICS countries ......... 51
4.1. BRICS countries in the modern global economy ............................. 51
4.2. Statistical analysis of international trade impact on Innovation Capabilities of BRICS ...................... 54
Chapter five: Empirical analysis of the International Trade factors affecting Innovative performance of BRICS countries ................. 62
5.1. Data collection, research methodology and model specification ......................... 63
5.2. Empirical results .............................. 66
Chapter five: Empirical analysis of the International Trade factors affecting Innovative performance of BRICS countries
5.1. Data collection, research methodology and model specification
The data for the empirical analysis of the influence of international trade on a country’s innovation capability presented in the research as the total number of patents of the selected countries was collected by using statistical resources such as UNCTAD (United Nations Commodity Trade Statistics Database), OECD (The Organization for Economic Cooperation and Development), World Bank Indicators Online Database, Global Competitiveness Reports 2011-2018, World’s largest catalog of open and public data presented in the online platform Knoema, BRICS Academic forums Reports, as well as the statistical resources of the BRICS countries.
The total number of patents. Patenting is the process of obtaining a patent for an object of intellectual property; it is also the most effective way to protect a number of intellectual or industrial activity. The rights for invention, utility model and industrial design confirmed by a patent after passing the appropriate official procedure and are protected by the government. Patenting, that is, assigning authorship and exclusive rights to the author to use a new method or technical invention, remains the most effective way for the protection of intellectual property. Moreover, the analysis of the scale and dynamics of the patent activity has a great importance for estimation of the innovative potential of a country, and moreover, it is also of great importance which factors of international trade affect the number of patents in the countries. The total number (residents and non-residents) of patents data was sourced in the World Bank Indicators Online Database.
Chapter six: Conclusion and Policy suggestions
6.1. Conclusion
At present, the development of the world economy can no longer be imagined without the introduction of scientific research results, new technologies and innovations. How countries use the advantages determines their position in the world table of ranks. It is the level of the development of science, science-intensive industries, the world technology market that now creates the basis for dynamic economic development, and is being a factor in the formation of the centers of power. The importance of knowledge-intensive industries and high technologies for the economic is having a great variety. They materialize the results of R&D, also determine the demand for scientific research, and moreover contribute to the development of fundamental science. They form the basis for supplying materials and information innovations for all sectors of the economy without any exception.
The study showed that all BRICS countries are trying to develop their internal market, as the processes of globalization have a negative impact on the economies of these countries due to the politics of western economic and political institutions. The market development indicators are increasing in all of the countries of the group. However, it should be mentioned that the main problem of innovation cooperation is the irregular development of BRICS countries. China and India are being the leader in the innovative development of the group. The most important success factors of which are the presence of global brands that ensure the rapid implementation of innovations in the market and, above all, coverage of the domestic market.
reference(omitted)
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